E. Erik Gauger, CFA®, CFP®, CPFA, CRPS®, AIF®, QKA
Principal
Erik has dedicated over two decades to protecting and serving his client's financial interests. Prior to starting e^2 Retirement Consulting, LLC, he was a member of the DC Advisory Group with UBS, a retirement plan specialist with Strong Capital Management and regional director for The MHK Group Retirement Partners.
An alumnus of the University of Wisconsin-Whitewater, Erik earned his B.B.A. with a focus on finance and economics. In 2013, Erik earned a Masters of Security Analysis and Portfolio Management from Creighton University. Erik is also working towards an Interdisciplinary PhD at Marquette University. He holds series 6, 7, 24, 31, 63 and 65 securities licenses, plus life and health insurance licenses. He has also obtained the Chartered Financial Analyst®, Certified Financial Planner™, Chartered Retirement Plan Specialist™, Certified Plan Fiduciary Advisor, Accredited Investment Fiduciary® and Qualified 401(k) Administrator designations.
Erik is active in a number of professional and community organizations, including the CFA Society Milwaukee and the American Society of Pension Professionals and Actuaries. In his spare time, Erik enjoys outdoor recreation, especially Muskie fishing, golfing and spending time with family and friends
Prudence and Process: The Fiduciary Standard
Founded in 2010, eSquared Retirement Consulting, LLC is an independent advising firm headquartered in Menomonee Falls, WI, just outside of Milwaukee.
We partner with the Retirement Plan Advisory Group and Harbour Investments, Inc. to provide services for both individuals and businesses throughout Wisconsin, the Midwest and beyond. As Certified Financial Planner® professionals, we believe in treating all clients with the fiduciary standard of care, the highest in the financial services industry. Through clear communication, prudent due diligence and a personalized approach, we use our independence to craft custom solutions to the unique needs of our clientele.
Our team works with Defined Contribution plan sponsors to adopt best of breed principles in Defined Contribution plan design and management.
Effective Investment Structure: From investment policy and optimal fund lineup to fund performance monitoring and ongoing manager research.
Optimal Program Design: Establish reference points with peer group specific and broad market benchmark studies.
Effective Investment Structure: From investment policy and optimal fund lineup to fund performance monitoring and ongoing manager research.
Vendor Management: Benchmark and monitor direct/indirect costs, and the level of service provided to the plan.
Disciplined Institutional Approach Focused on Outcome Based Investing
eSquared Retirement Consulting provides investment consulting services to defined contribution plan sponsors, private clients, families, and family offices.
Our focus is on giving clarity to help organizations make the right decisions for their Defined Contribution programs. Our Defined Contribution specialists have the expertise to advise companies on all aspects of retirement plan management, including plan design, investment, communication, ongoing governance and legislative compliance. The combination of our expertise, experience and research findings provides a solid foundation for gaining a new perspective and shaping the right solutions for the changing pension landscape.
Our team works with clients to design a framework that includes:
- Investment Policy: Develop disciplined investment guidelines to help control portfolio risk.
- Asset Allocation: Customize the most appropriate portfolio for your unique situation.
- Investment Manager Search: Provide investment manager search, selection, and monitoring to improve the quality of your investment program.
- Investment Systems Review: Transfer the details of your current investment program for a comprehensive portfolio “health” check-up.
- Portfolio Monitoring and Reporting: Monitor investment program and report investment performance.
Erik Gauger's dedication to Financial Literacy in Wisconsin
Wisconsin Financial Literacy Foundation
Erik's has been involved with the CFA Society Milwaukee in helping to address Financial Literacy in the State of Wisconsin for the last decade. As a member of the Board of Directors and Volunteer of The Wisconsin Financial Literacy Foundation, Erik has raised tens of thousands of dollars for Secure Futures Wisconsin.
SecureFutures is building stronger communities by empowering teens with financial education, tools, and mentorship. An investment in teen financial capability is an investment in the future.
For more information about the Wisconsin Financial Literacy Foundation and Erik's efforts, please visit the the website blue website link.